Deputy Head of Compliance

The Company is seeking a Deputy Head of Compliance to support the Head of Compliance and help lead and develop the compliance function. Responsibilities include deputising across the function, managing and developing a team of compliance professionals, and leading work on customer outcomes and the client proposition. The role will also involve improving the compliance management information framework, supporting the use of AI in compliance, and advising senior stakeholders. Candidates should have a background in wealth management or financial planning, broad compliance experience, and experience managing or leading a team. Strong knowledge of Consumer Duty and the applicable financial regulatory framework is required. The ideal candidate takes a forward-thinking approach and is interested in applying technology and AI to compliance.