Associate Vice President, Compliance Officer, IAS / Registered Funds
Hiring Company
About the Role
Greater New York City, NY Area (Hybrid)
The Company is seeking a Regulatory Reporting Associate to support regulatory and compliance activities, with a focus on preparing U.S. and international filings. Responsibilities include gathering and validating data with business teams, preparing submissions, and developing procedures to strengthen filing processes. The role also involves monitoring regulatory developments, assessing their impact, and communicating material changes to senior leadership. The successful candidate will collaborate with internal and external stakeholders to improve data quality, operational readiness, scalability, and efficiency, while assisting with other compliance matters. Applicants should have 2–5 years of experience at a registered investment adviser, preferably preparing regulatory filings. Experience with alternative investments and compliance requirements for private placements and private funds is required. Candidates should be comfortable leading discussions with senior stakeholders, managing multiple deadlines, and handling projects with strong organization and attention to detail. Strong interpersonal and leadership skills, adaptability, and proficiency in Microsoft Excel and Word are also required.
Functions:
- Legal
About the Company
Vibrant financial technology (FinTech) organization
Industry
Financial Services
Type
Privately Held, Private Equity-backed
Age
employees
1001-5000