Associate Vice President, Compliance
Hiring Company

The hiring company name is
confidential for this listing.
About the Role
Greater Hong Kong Area (On-site)
The Company is seeking an Associate Vice President for Compliance to provide expert advice on a range of compliance-related issues specific to insurance, MPF, and wealth management products. The successful candidate will be responsible for staying abreast of the latest legal and regulatory requirements, promoting compliance awareness, and fostering a strong compliance culture within the organization. This role involves assisting the team with product advisory tasks, including product reviews, media assessments, and marketing materials reviews, as well as handling cross-border business considerations. The AVP will also be involved in reviewing new product and service initiatives from a regulatory perspective and preparing and establishing compliance policies and procedures. Applicants must have a university degree in accounting, business, law, or a related discipline, with a minimum of 3-5 years' compliance or regulatory experience. The role requires a candidate with a sound working knowledge of insurance products, MPF schemes, and wealth management offerings, as well as a good understanding of the regulations and guidelines issued by relevant regulatory authorities. Strong ethics, integrity, and enthusiasm are essential, along with excellent leadership, interpersonal, communication, and presentation skills. Proficiency in written and spoken English and Chinese is required, with fluency in Putonghua being an advantage. The AVP will also be expected to liaise with various internal and external stakeholders on compliance-related matters.
Functions:
- Finance
- Legal