Vice President, Trade Conduct & Finance Control Trade Conduct Controls Greater Bengaluru, India Area

The Company is seeking a Vice President to lead Trade Conduct and Finance Control controls, overseeing a global team responsible for preventing and detecting unauthorized trading, meeting regulatory and audit requirements, and supporting optimal trade execution. Responsibilities include managing daily and monthly controls, investigating and resolving issues, overseeing regulatory returns and benchmark reporting, and ensuring quality assurance of control processes. The role will help shape and implement a standardized target operating model, improve processes, and advance data governance practices. It also involves partnering with senior stakeholders across trading, finance, risk, operations, technology, and regulatory functions, participating in governance forums, and leading a team of finance professionals. Candidates should have experience managing accounting, reporting and analysis, or finance activities, along with experience reconciling and substantiating traded-market products such as foreign exchange, fixed income, equities, and derivatives. Knowledge of regulatory reporting obligations and strong risk awareness and mitigation experience are required. People management and team leadership experience, excellent communication and presentation skills, and proficiency with systems and Microsoft Office—particularly Excel—are important. Familiarity with trading and market data portals and experience with Six Sigma, Lean, or Agile methodologies are advantageous.

Hiring Company

HSBC