Associate Vice President, Compliance Manager Greater New York City, NY Area
About the Role
Greater New York City, NY Area (On-site)(New York City, New York)
The Company is seeking an AVP, Compliance Manager to lead the design and daily responsibilities of the compliance program for its Capital Partners division. This role is pivotal in managing a range of legal, regulatory, and compliance risks associated with third-party capital management in a SOX environment. The successful candidate will be responsible for developing, maintaining, and updating compliance policies and procedures, as well as ensuring compliance with the various global regulatory requirements, including those of the SEC, Bermuda Monetary Authority, and National Futures Association. Key responsibilities also include leading compliance-related responses to regulatory inquiries, maintaining and updating controls for compliance with securities offering documents, and designing risk-based testing of policies and procedures. Candidates for this position should have a minimum of 5 years' experience in a compliance function for an SEC-registered investment adviser or exempt reporting adviser, with a strong background in U.S. and/or Bermuda asset management industry and securities markets. Experience in the (re)insurance industry and with insurance-linked securities products is advantageous. The role requires a growth mindset, business acumen, and the ability to analyze compliance and business risk effectively. The ideal candidate will have excellent communication and interpersonal skills, a strong attention to detail, and a proven track record of collaboration in a geographically dispersed business environment. An undergraduate degree is expected, with a professional or advanced degree being advantageous.
Functions:
- Legal
About the Company
Globally recognized company specializing in catastrophe, casualty & specialty reinsurance
Industry
Insurance
Type
Public Company (RNR)
Age
employees
501-1000