Vice President, Control Manager, Wealth Management Solutions Greater New York City, NY Area
About the Role
Greater New York City, NY Area (On-site)(New York City, New York)
The Company is seeking a Vice President Control Manager to play a pivotal role in shaping the management of operational and compliance risk within its wealth management solutions. The successful candidate will be responsible for strengthening controls, advising on strategic change, and ensuring that teams make well-informed decisions. This role involves close collaboration with business and control partners to enhance the identification, monitoring, and remediation of risks. The ideal candidate will have a minimum of 7 years' experience in an investments-related business or function, with a focus on control management, internal audit, compliance, or project/program management within a risk discipline. Key responsibilities include partnering with leaders across various functions, assessing and documenting risks and controls, and using data and technology to improve governance and monitoring. Applicants for the Vice President Control Manager position at the company should have a Bachelor's degree or equivalent work experience, and a proven track record in assessing and documenting risks and controls. The role requires experience in advising on business changes with a focus on control design, as well as the ability to identify and escalate risk and control gaps. The candidate should be adept at coordinating regulatory exams, audits, and compliance reviews, and have a strong background in root cause analysis and developing remediation plans. Experience in wealth management or investments businesses, particularly in the application of analytics, automation, or artificial intelligence to improve control monitoring, is preferred. The role demands a professional who can build clear, concise materials, and present to senior stakeholders, and who is skilled at influencing outcomes in complex, cross-functional environments.
Functions:
- Operations
About the Company
Diverse financial services firm & investment bank
Industry
Financial Services
Type
Public Company (JPM)
Age
employees
10,001+