Vice President of Regulatory Reporting Greater New York City, NY Area

The Company is seeking a Vice President of Regulatory Reporting to lead end-to-end regulatory reporting and provide compliance leadership for registered investment advisers. Responsibilities include overseeing regulatory filings, advising on regulatory developments, and developing compliance functions, testing, and procedures. The role also involves using internal technology to support reporting, assessing how regulatory changes affect business activities, recommending solutions to compliance challenges, and liaising with internal and external stakeholders. The successful candidate will also support other compliance matters as needed. Applicants should have a bachelor’s degree in a related field and at least eight years of experience, primarily focused on private funds and registered investment advisers. Strong knowledge of adviser, private fund, and securities reporting obligations is required, along with experience interacting with relevant regulators through examinations, investigations, or other matters. Candidates should bring excellent communication, project management, process development, and risk assessment skills, as well as the ability to prioritize work, adapt in a fast-paced environment, and mentor colleagues.

Hiring Company

iCapital