Associate Vice President, Surveillance Optimization Greater Pune, India Area

The Company is seeking an Associate Vice President to support the development and effectiveness of its market surveillance programme. Responsibilities include assessing and testing surveillance scenarios, analysing model performance, and identifying improvements to data quality, risk coverage, and alert productivity. The role also supports investigations into potential market abuse, surveillance coverage reviews, model inventory and optimisation initiatives, and the preparation of documentation and reporting. The successful candidate will contribute to governance forums, regulatory enquiries, and audit requests, while collaborating with operations, compliance, technology, and change teams. Candidates should have relevant experience in market, trade, or compliance surveillance, with a strong understanding of surveillance scenarios, model testing, alerts, and optimisation. Knowledge of market abuse risks—including manipulation and insider trading—and how they appear in trading, order, and transaction data is required. Applicants should understand financial markets and relevant conduct regulations, including MiFID II and MAR, and be able to use data analysis to evaluate surveillance effectiveness. Strong analytical, problem-solving, documentation, communication, and stakeholder-management skills are essential, along with experience supporting risk controls and governance.

Hiring Company

Barclays Corporate Banking