Vice President, Brokerage Risk

The Company is seeking a Vice President of Brokerage Risk to advance its risk governance program across brokerage services, operations, client support, and digital initiatives. The role advises senior leaders on operational risks and mitigation, leads a team that identifies and monitors risks, and supports risk committees and other governance forums. Responsibilities include developing key risk indicators, advising on new offerings and initiatives, analyzing emerging trends with partner teams, and investigating incidents to determine root causes and recommend corrective actions. The Vice President will also build strong relationships with business leaders and cross-functional partners. Candidates must have a bachelor’s degree and at least 10 years of experience in risk, compliance, legal, or audit roles at complex financial services organizations. A graduate degree is preferred, along with experience in brokerage products, operations, or client services and familiarity with relevant regulatory requirements. Strong analytical judgment, attention to detail, and the ability to deliver persuasive presentations and reporting are essential. Experience with digital assets or governance, risk, and compliance tools is preferred, as are executive presence, team leadership, clear communication, and the ability to drive outcomes in a complex environment.