Vice President, Global Markets Compliance

The Company is seeking a Vice President of Global Markets Compliance to advise sales and trading teams on business activities, transactions, products, and client matters. Responsibilities include reviewing new products and initiatives, monitoring regulatory developments, and updating compliance policies and procedures as requirements change. The role will develop and track monitoring programs, conduct desk reviews, advise on cross-border activities, and train front-office staff. The Vice President will also support investigations, identify and address conflicts of interest, and coordinate with relevant functions to ensure appropriate controls are in place. Candidates should hold a university degree in finance, business, accounting, legal administration, or a related discipline, and have at least seven years of relevant compliance experience in investment banking or securities, ideally with FICC or debt capital markets exposure. A strong understanding of Hong Kong regulators and the potential impact of overseas regulatory developments is required. Applicants should demonstrate sound judgment, risk assessment and problem-solving skills, along with strong communication, collaboration, time-management, and project-management abilities. The role also requires initiative, independence, and the ability to handle highly confidential information.