Senior Vice President, Regulatory Compliance

The Company is seeking a Senior Vice President for Regulatory Compliance. The successful candidate will be responsible for maintaining a strong compliance culture, interacting with regulators, and ensuring the branch's adherence to applicable laws and regulations. This role involves monitoring and coordinating with the IFSCA, as well as reviewing and updating branch policies and procedures to address any compliance gaps. The SVP will also provide guidance to business and product teams, conduct compliance testing, and implement global compliance policies within the branch. Applicants should have 10-12 years' of experience in the financial services industry, with a background in control or assurance roles. Leadership experience, excellent communication skills, and the ability to develop practical solutions to complex issues are essential. A legal or formal accountancy qualification, or a professional background in a relevant risk, is required. The role demands a strategic thinker who can manage the balance between regulatory demands and the company's interests, and who is adept at fostering strong relationships with both internal and external stakeholders.