The Company is seeking an Assistant Vice President for its Central Approvals Team, a pivotal role in the first line of defense for global subject matter expertise in the review and approval of financial promotions. The successful candidate will be responsible for ensuring that all marketing materials shared with clients and distribution partners comply with regulatory requirements and global compliance standards. This includes overseeing the full process from compliance review to approval, record-keeping, and ongoing monitoring of financial promotion content. The role also involves enabling efficient go-to-market strategies while supporting sales engagement opportunities and mitigating regulatory and operational risks. As a senior member of the Central Approvals Team, the AVP will act as a subject matter expert, manage country-specific operations, and specialize in regulatory requirements related to financial promotion content. Strong risk management capabilities, excellent influencing and stakeholder management skills, and a deep understanding of business-to-business and business-to-business-to-consumer models are essential. The role requires a Bachelor's degree in a relevant field, experience in asset management compliance, and the ability to work independently in a fast-paced environment. The AVP will be expected to deliver strong risk and control management, conduct regular oversight of financial promotions, and ensure a culture of compliance and continuous professional development within the team.

Hiring Company

HSBC