Director, Assistant General Counsel Greater New York City, NY Area + 1 more
Reveal this information
Enter your email to continue
Welcome back!
We're having trouble finding your sign-in details. Please try again later.
Having a resume & LinkedIn profile that stands out is important when applying to opportunities.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
Shoot! There seems to be an error when submitting your resume to TopResume. If you continue experiencing issues submitting your resume please let us know.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
About the Role
Greater New York City, NY Area (Hybrid)(New York City, New York)
;Greater Chicago, IL Area (Hybrid)(Chicago, Illinois)
The Company is in search of a Director, Assistant General Counsel to join their legal team. The successful candidate will be responsible for providing legal and regulatory support to the U.S. securities businesses, with a primary focus on the U.S. market data and access services and the U.S. exchange-traded product listings business. This role involves reviewing and drafting rules and rule filings for regulators, as well as addressing a range of legal matters related to securities trading and listings. The ideal candidate should have a minimum of 8-10 years' of relevant work experience, strong legal writing and analytical skills, and a background in financial services, a law firm, or a financial market regulator. A self-starter attitude, the ability to work both independently and collaboratively, and a willingness to learn and navigate complex regulatory frameworks are essential. Candidates for this position at the company should be adept at maintaining high standards of legal and regulatory compliance, promoting a culture of compliance, and responding to various legal and regulatory matters. Experience in interacting with regulators is a plus, and proficiency in the use of AI for legal tasks is highly valued. The role also requires the ability to collaborate cross-functionally and to provide legal support to various functions across the organization. The company is committed to fostering a diverse and inclusive workplace and is an equal-opportunity employer.
Functions:
- Legal
Compensation
USD $233,750-$343,750 (salary) per year
About the Company
Real-time marketplace for trading financial instruments
Industry
Financial Services
Type
Subsidiary of a Public Company (NDAQ)
Age
employees
1001-5000
Having a resume & LinkedIn profile that stands out is important when applying to opportunities.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
The listing you are looking for is no longer accepting applications.
Click here to view other opportunities.
Reveal this information
Enter your email to unlock hidden details
Welcome back!
We're having trouble finding your sign-in details. Please try again later.


