Vice President, Equity Structuring, Private Wealth Management, 10b5-1 Plans Greater New York City, NY Area

The Company is seeking a Vice President to join their Single Stock Structuring team with a focus on 10b5-1 Plans, Executive Selling, and Restricted Stock. The successful candidate will be responsible for working with clients to structure and draft 10b5-1 plans, the primary mechanism for stock sales by founders, C-Suite executives, and large shareholders of public companies. This role involves close collaboration with private wealth advisors, company counsel, and clients' tax and other advisors to ensure that the plans align with the clients' objectives. The Vice President will also be involved in educating clients on 10b5-1 plans and related rules, conducting due diligence on client restrictions, and creating client-facing marketing materials. Additionally, the role includes contributing to the expansion of the platform and technology development. Applicants for the Vice President position should have a Bachelor's degree and a minimum of 8 years' experience in financial markets, with a strong background in equity trading and/or capital markets. The role requires a candidate with a high level of attention to detail, strong organizational and time management skills, and the ability to work both independently and as part of a team. Experience with SEC rules and filings, as well as legal or compliance workflows, is essential. The ideal candidate will be a motivated team player with strong interpersonal and communication skills, and the ability to think independently and analytically within a defined framework. A Series 7 and 63 license is required, or must be obtained within three months of employment.

Hiring Company

Goldman Sachs