Vice President, Internal Audit, FICC Auditor
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Vice President, Internal Audit, FICC Auditor
About the Role
Greater Salt Lake City, UT Area(Salt Lake City, Utah)
The Company is seeking a Vice President for Internal Audit with a focus on FICC (Fixed Income, Currency, and Commodities) to join their dynamic team. The successful candidate will be part of the third line of defense, responsible for independently assessing the firm's internal control structure, including governance processes, risk management, and capital and anti-financial crime frameworks. This role involves maintaining a deep understanding of regulatory compliance programs, managing and executing audits related to regulatory and internal policy requirements, and driving control design assessments. The VP will also lead audit testing, coordinate with business and engineering audit teams, and communicate and report on audit findings to senior management and business stakeholders. Applicants should have a Bachelor's degree in a relevant discipline, with 8-10 years' of experience in internal audit, compliance, or risk functions. A strong understanding of financial markets, products, and risk management is essential, with a preference for those familiar with SEC, FINRA, CFTC, NFA, Federal Reserve, or Global Banking rules. The role requires a highly motivated, analytical individual with excellent communication, leadership, and relationship management skills. Experience in managing audit engagements and teams, as well as proficiency in data analytics tools and techniques, is a plus. The ideal candidate will be a detail-oriented team player with a strong risk and control mindset, capable of challenging and discussing effectively with management on risks and control measures.
Functions:
- Finance
About the Company
Prominent global investment bank
Industry
Financial Services
Type
Public Company (GS)
Age
employees
10,001+
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