Executive Director, Asset Management and Compliance (SMF3) (SMF16/17)

The Company is in need of an Executive Director with a dual role as the Head of Compliance and MLRO. The successful candidate will be responsible for the overall leadership of the firm's asset management business, ensuring compliance with FCA rules and UK regulatory standards, and overseeing investment operations, governance, and financial performance. This includes tasks such as strategy approvals, risk limit management, and acting as the main senior contact with regulators. Additionally, the role involves designing and maintaining compliance and AML/CTF frameworks, monitoring regulatory changes, and managing day-to-day compliance activities. Applicants must have a minimum of 7 years' of senior experience in UK asset management or prior approval in a similar dual role with significant leadership responsibilities. A strong knowledge of UK regulatory frameworks, particularly FCA rules, SM&CR, and Conduct Rules, is essential. The ideal candidate will have a proven track record in investment governance, portfolio management, and asset management operations, as well as experience in working with boards, regulators, and senior stakeholders. Professional qualifications such as CFA, ACA, or MBA are desirable, and the candidate should have a solid understanding of risk management, internal controls, and be adept at handling compliance incidents, regulatory reporting, and training.