Vice President, Internal Audit Greater New York City, NY Area + 1 more

The Company is seeking a VP, Internal Audit - SOX Program Lead to join their dynamic team. The successful candidate will be part of the third line of defense, with a primary focus on independently assessing the firm's control environment, governance processes, and risk management activities, including global SOX 404 compliance. This role is pivotal in raising awareness of control risk, overseeing business process testing globally, and serving as the key liaison between the business and external auditors. The VP will also be responsible for the effective and efficient SOX program, ensuring compliance with SOX requirements, and promoting a risk-aware culture through training and communication. Applicants must have a minimum of 10 years' of internal audit experience in the financial services industry, with a strong emphasis on SOX and internal control. The role requires subject matter expertise in auditing, compliance, and risk management, as well as a deep understanding of financial markets and instruments. The ideal candidate will possess strong managerial, communication, analytical, and problem-solving skills, and be proactive, self-motivated, and able to work effectively under pressure. Related certifications such as CPA, CA, CIA, or similar are preferred. The VP will be expected to maintain independence, objectivity, and ethical standards, and to pursue professional development opportunities to stay abreast of industry best practices.

Hiring Company

Ares Management Corporation