Vice President, Internal Audit, Equities

The Company is seeking a Vice President for Internal Audit in the Equities division. The successful candidate will be responsible for leading and executing internal audits to ensure compliance with regulatory standards. This role involves the development and implementation of risk-based audit plans, identification of process improvement areas, and providing actionable recommendations. The VP will also be expected to collaborate with cross-functional teams to address audit findings, prepare comprehensive reports, and monitor changes in regulatory requirements. Applicants for the VP Internal Audit Equities position should have a strong background in internal auditing, particularly within the financial services industry. A deep understanding of equities and related financial instruments, as well as knowledge of regulatory compliance in the accounting and finance sector, is essential. The role requires excellent analytical, problem-solving, communication, and presentation skills, as well as the ability to mentor junior team members and contribute to the enhancement of audit methodology and tools. The ideal candidate will be adept at collaborating with senior management and cross-functional teams to ensure the timely resolution of audit issues.