Assistant Vice President, Regulatory Compliance Greater Singapore Area

The Company is seeking an Assistant Vice President for Regulatory Compliance to join its team. The successful candidate will be responsible for providing regulatory compliance advice and services to the asset management business. This includes managing regulatory compliance with applicable legislations, rules, and regulations, as well as group policies and international best practices. The role also involves reviewing and preparing regulatory risk assessments, annual compliance plans, and manuals, and ensuring that all product-related materials and business activities comply with regulatory requirements and group policies. Key requirements for this position include a Bachelor’s degree in banking, law, or a related discipline, and 4-6 years of experience in banking, compliance, or legal. The ideal candidate will have superior analytical and problem-solving skills, be detail-oriented, and possess the ability to work in a fast-paced, team-oriented environment. A strong and assertive communicator, both in speaking and writing, is essential. A legal background and experience in banking are preferred. The role also involves providing guidance on the implementation of compliance frameworks, conducting compliance reviews, and coordinating the company's responses to regulatory requests.

Hiring Company

UOB