Executive Director, Governance and Regulatory Oversight

The Company is in search of an Executive Director for Governance and Regulatory Oversight, a pivotal board-level role with a focus on strategic direction, governance, and ensuring the highest standards of compliance and operational excellence. The successful candidate will be responsible for providing executive leadership that aligns with the Board's vision, assuming personal accountability for the firm's operations and governance, and overseeing risk management, internal controls, and regulatory compliance in line with FCA rules. This hands-on position requires direct interaction with the Board, FCA, investors, and key stakeholders, and demands a professional with a proven track record in an FCA-regulated financial services environment, particularly in asset or wealth management. Key responsibilities for the Executive Director include acting as the primary liaison with the FCA for executive matters, driving business growth while ensuring regulatory and operational frameworks are effective, and supporting senior managers in maintaining best-in-class governance and operational standards. The ideal candidate will have a strong understanding of SMCR responsibilities, excellent communication skills, and the ability to balance business growth with regulatory and operational control. Essential qualifications include executive-level experience in an FCA-regulated firm, a deep understanding of regulatory requirements, and a history of board-level decision-making and risk oversight. Desirable attributes include experience in boutique or growing asset management firms and knowledge of fund operations, product governance, and AML/CTF oversight. The role demands a highly credible individual with strong judgment, integrity, and the ability to operate in a fast-paced, hands-on environment.