Head of Compliance, Banking
Hiring Company

The hiring company name is
confidential for this listing.
About the Role
Greater Duesseldorf, Germany Area (On-site)
The Company is seeking a Head of Compliance to lead and develop its German compliance function. Responsibilities include identifying and monitoring risks across areas such as anti-money laundering, sanctions, market conduct, fraud prevention, and ethics, while maintaining policies, procedures, and internal controls. The role will advise management and operational teams, oversee the annual second-line monitoring and control program, and coordinate the implementation of regulatory changes. It will also support regulatory examinations and supervisory requests, deliver compliance training, and advise on compliance considerations for new products and activities. Candidates should have several years of compliance experience in banking or another regulated financial institution, with strong knowledge of German and European banking regulations. A good understanding of MaRisk, WpHG/MiFID, and AML/GwG requirements is needed, along with experience in compliance monitoring, risk assessments, policies, and controls. Exposure to regulators or regulatory examinations is advantageous, and prior MLRO, Deputy MLRO, or AML Officer experience is desirable. Applicants should bring leadership capability or readiness to lead a small team, strong communication and stakeholder-management skills, fluent German, and strong English.
Functions:
- Legal
About the Company
A regulated financial institution focused on compliance, risk management, and banking regulation
Industry
Banking
Type
Privately Held