Vice President, Compliance Risk Oversight & Regulatory Co-ordination Greater Hong Kong Area

The Company is seeking a Vice President to support compliance risk oversight and regulatory coordination. Responsibilities include designing and conducting risk-based reviews of compliance with internal policies, overseeing issue management and remediation plans, and advising business divisions on applicable regulatory and policy requirements. The role also supports regulatory reviews, helps maintain compliance policies and procedures, and contributes to staff training. In addition, the successful candidate will support projects that improve compliance operations, controls, and digital workflows. Candidates should bring relevant experience in compliance, regulatory risk, or a related field, with the ability to assess controls, conduct reviews, and develop effective remediation plans. Strong knowledge of regulatory requirements and internal policy frameworks is important, along with sound judgment, analytical skills, and the ability to advise stakeholders across different functions. The role also calls for clear written and verbal communication skills, including the ability to prepare policies, training materials, and presentations.

Hiring Company

Hong Kong Exchanges and Clearing Limited (HKEX)