Compliance Officer, GC - Compliance Surveillance

The Company is seeking a Compliance Officer to monitor approved communications and trading activities of employees involved in treasury operations, ensuring compliance with regulatory requirements. Responsibilities include reviewing surveillance indicators, analyzing behavioral patterns and potential concerns, coordinating with relevant teams to address issues, and responding to matters raised by regulators. The role also supports the implementation and testing of surveillance systems, prepares reports for stakeholders, and provides compliance guidance and training to employees. Maintaining accurate records and a repository of surveillance matters is also required. Candidates should have knowledge of compliance surveillance, regulatory expectations, and trading-related conduct, along with the ability to analyze communications and activity patterns. Strong judgment, attention to detail, and effective communication skills are important for investigating concerns, collaborating with business and support teams, and preparing clear reports. The role also requires the ability to support system testing, deliver compliance education, and maintain thorough documentation.