Vice President, Asset Management Compliance Greater Singapore Area

The Company is seeking a Vice President of Asset Management Compliance to support its Singapore asset management business. The role involves developing and implementing compliance policies, procedures, frameworks, and controls; monitoring investment guidelines and regulatory developments; and providing day-to-day advice on matters such as cross-border distribution, transactions, conflicts, marketing materials, and staff conduct. The successful candidate will deliver training, handle regulatory inquiries and audits, support governance and reporting, and investigate complaints, errors, and potential control lapses. The position also requires building effective relationships with business stakeholders, compliance colleagues, legal counsel, and regulators. Applicants should have at least 10 years of regulatory compliance experience, primarily focused on asset management, and a strong understanding of the industry, its products and services, and Singapore’s applicable financial regulations. Experience engaging with regulators is required. A degree or equivalent qualification in a relevant discipline is expected. Strong analytical, problem-solving, communication, and attention-to-detail skills are essential, along with integrity, accountability, flexibility, and the ability to collaborate effectively.

Hiring Company

Nomura