Vice President, NAM Compliance Officer Greater Singapore Area

The Company is seeking a Vice President, Compliance Officer to support its asset management business. The role involves developing and implementing compliance standards, policies, procedures, and controls, monitoring investment guideline adherence, and advising on regulatory requirements and business activities. Responsibilities include tracking regulatory developments, reviewing marketing materials, delivering compliance training, and handling regulatory inquiries, examinations, and audits. The officer will also investigate complaints and incidents, identify control issues, contribute to governance and reporting, and build effective relationships with business stakeholders and compliance colleagues. Candidates should have at least 10 years of regulatory compliance experience, primarily in asset management, with a strong understanding of the industry, its products and services, and Singapore’s applicable financial regulations. Experience engaging with regulators is required. A degree or equivalent in a relevant discipline is expected, along with excellent analytical, problem-solving, and communication skills and strong attention to detail. The ideal candidate is collaborative, adaptable, self-motivated, responsible, and committed to integrity.

Hiring Company

Nomura