Head of Compliance

The Company is seeking a Head of Compliance to lead regulatory engagement and oversee compliance across referral models and distribution channels. Responsibilities include managing responses to regulatory examinations and reviews, advising on AML/CTF, enhanced due diligence, and complex source-of-wealth checks, and guiding senior leadership on regulatory risks and cross-border matters. The role also involves conducting ongoing compliance reviews, gap analyses, and due diligence for wealth and insurance offerings, while building effective governance and partnering with business teams. Candidates should have at least 10 years of experience in insurance regulatory compliance, ideally in a brokerage, bancassurance, or legal setting. A Hong Kong solicitor qualification or equivalent professional certification is required, along with extensive knowledge of relevant financial-services regulations, AML/CTF guidance, and cross-border regulatory frameworks. Applicants should have a strong record of managing regulatory relationships and establishing governance frameworks. Fluency in English, Cantonese, and Mandarin is required, and a bachelor’s degree is specified.