Senior Vice President, IPO, SFC Type 6, Responsible Officer

The Company is seeking a senior corporate finance leader to oversee the execution of IPOs, financial advisory engagements, takeovers, mergers and acquisitions, and fundraising transactions. Responsibilities include managing due diligence, transaction records, internal approvals, and compliance, while coordinating with clients, professional advisers, and regulatory authorities. The role also involves sharing market and strategy insights with sales teams, independently originating and evaluating potential deals, developing client relationships, and supporting departmental leadership. Candidates should have 8–12 years of relevant experience in Hong Kong IPOs and corporate finance, including a proven record of supervising at least five IPOs from start to finish. A bachelor’s degree in accounting, finance, or law is required; an MBA, CPA, or CFA is preferred. Applicants must hold the relevant Type 1 and Type 6 responsible officer licenses, or meet the eligibility requirements, and have strong knowledge of securities markets, investment banking, corporate finance, and applicable listing and takeover regulations. Proficiency in Mandarin Chinese and English is required.