Associate Vice President, Fund Compliance Manager
Hiring Company
About the Role
Greater Luxembourg Area (Hybrid)
The Company is seeking an Associate Vice President, Fund Compliance Manager to oversee the delivery of post-trade investment compliance services. Responsibilities include managing daily monitoring, reviewing client deliverables, resolving alerts and potential breaches, and maintaining effective escalation and control processes. The role also oversees fund and account setups, compliance-rule implementation, testing, and documented changes, while supporting regulatory and audit reviews. The successful candidate will manage client and stakeholder relationships, lead and develop staff, and drive process improvements, automation, and consistent controls. Candidates should have a degree in finance or banking, or equivalent professional experience, and at least 10 years of Fund Compliance experience. Strong knowledge of Luxembourg investment-fund regulation, investment restrictions, and compliance monitoring is required, along with experience in CRIMS and rule coding; MIG21 experience is advantageous. The role calls for sound risk-based judgment, strong analytical and problem-solving abilities, and excellent organization, prioritization, communication, and stakeholder-management skills. Staff leadership experience and excellent written and spoken English are required; French and/or German is an advantage.
Functions:
- Operations
- Finance
About the Company
Expanding provider of investment management, research & trading services
Industry
Financial Services
Type
Public Company
Age
employees
10,001+