Associate Vice President, India Compliance Greater Mumbai, India Area

The Company is seeking an Associate Vice President, India Compliance to oversee its compliance program and ensure adherence to applicable regulations, internal standards, and governance requirements. Responsibilities include providing compliance guidance, monitoring regulatory developments, implementing policies and controls, and supporting training, surveillance, and risk-management initiatives. The role will advise on Indian investment requirements and lead compliance reviews covering due diligence, anti-bribery, AML/KYC, sanctions, and conflicts of interest. It will also coordinate regulatory examinations, audits, and inquiries, while partnering with investment, legal, operations, and risk teams throughout the investment lifecycle. Candidates should have a bachelor’s degree; professional qualifications such as an LLB, CA, CS, or CFA are preferred. At least 7–13 years of compliance experience in a regulated financial institution is required, preferably involving asset management, along with a strong understanding of Indian financial practices and experience with regulatory relationships and filings. The role calls for excellent English communication, sound judgment, attention to detail, and strong organizational and interpersonal skills. Candidates should be proactive, self-directed, comfortable managing multiple priorities under pressure, and familiar with financial statements for financial-instrument businesses.

Hiring Company

Ares Management Corporation