Vice President, Central and Core Compliance, Retail Equities Compliance

The Company is seeking a VP/SVP for Central/Core Compliance with a focus on Retail Equities. The successful candidate will be responsible for overseeing the Singapore compliance function and providing expert advice on all compliance and regulatory matters. This includes acting as the primary liaison to regulatory bodies, conducting in-depth research and interpretation of relevant laws and regulations, and managing the implementation of strategies to ensure compliance with the Monetary Authority of Singapore (MAS) and exchange requirements. The role also involves drafting and implementing firm policies, supervising procedures, and managing all regulatory inspections and audit reviews. Applicants for this role at the company should have a strong background in retail client securities compliance, with a preference for those with experience in this area. The ideal candidate will be a self-starter with strong analytical and organizational skills, capable of working independently in a fast-paced environment. A comfort with technology and an understanding of its application to business and regulatory challenges are essential. The role requires excellent communication skills, the ability to develop compliance solutions that meet regulatory standards, and a collaborative team player attitude. A proven track record at a financial services regulatory agency, exchange, or licensed financial services firm, as well as familiarity with Singapore regulatory requirements, is also necessary.