Senior Vice President, Compliance

The Company is seeking a Senior Vice President for Compliance in Japan. The successful candidate will be responsible for advising the business on a wide range of compliance matters, ensuring that marketing materials meet Japanese regulatory standards, and partnering with various business units and global offices to support new initiatives. This role also involves conducting periodic compliance reviews, managing fund registrations, and maintaining up-to-date policies and procedures in line with regulatory developments. The ideal candidate should have a Bachelor's degree, at least 10 years' of relevant experience, and a strong knowledge of Japanese financial regulations and compliance frameworks. Practical experience in marketing compliance, fund registration, and regulatory filings is essential, as is the ability to work effectively across global teams. Applicants for this role at the company should possess a proactive and collaborative professional demeanor, with a strong work ethic and a commitment to continuous learning. The role requires excellent communication skills in both Japanese and English, as well as the ability to demonstrate sound judgment, integrity, and adaptability in the face of evolving business and regulatory requirements. A JSDA Internal Administrator qualification is preferred, and the candidate should have a proven track record of collaborating effectively in a global environment. The position demands a high level of organizational and execution capabilities, with exceptional attention to detail, and the ability to respond to regulatory inquiries, support inspections, and deliver compliance training.