Vice President, Investment & Trading Compliance Greater Bengaluru, India Area

The Company is seeking a Vice President for Investment and Trading Compliance with a strong background in the field. The successful candidate will be responsible for monitoring and escalating any non-adherence to compliance guidelines and rules, managing a small team, and updating compliance and investment guidelines in line with client requests and global trading regulations. This role requires a proactive approach to portfolio surveillance, as well as the ability to update compliance systems to reflect business and regulatory changes. The ideal candidate will have a BA or BS with a minimum of 10 years' of related experience, a strong knowledge of equity and derivative investment strategies, and a minimum of 3 years' experience in managing direct reports. Applicants for this position at the company should be intelligent, energetic, and goal-oriented, with the ability to manage multiple tasks and meet deadlines. Excellent communication skills, both oral and written, are essential, as is being well-organized, detail-oriented, and a self-starter. A strong understanding of the markets and a willingness to learn new investment methodologies is required, and knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and UCITS regulations, particularly in relation to alternative investment strategies, is a plus. The role demands a candidate who is adept at exercising sound judgment and is capable of collaborating confidently with various departments within the firm.

Hiring Company

AQR Capital Management