Vice President, U.S. Compliance
Hiring Company
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About the Role
Greater New York City, NY Area (Hybrid)
;Greater Chicago, IL Area (Hybrid)
;Greater Grand Rapids, MI Area (Hybrid)
The Company is seeking a Vice President of U.S. Compliance to build and continuously enhance its enterprise compliance program. The role oversees compliance across U.S. operations, identifies regulatory risks, and ensures policies, controls, and business practices respond to changing requirements. Responsibilities include developing and implementing governance policies, coordinating employee training, conducting risk assessments and compliance testing, and leading responses to regulatory inquiries, audits, and examinations. The Vice President will also prepare reports and data insights for senior leadership and the Board, while partnering across business functions to coordinate compliance initiatives. Candidates should have at least 15 years of progressive compliance experience, ideally with leadership responsibilities, and significant experience in risk management within highly regulated industries. Deep knowledge of insurance and financial services regulations—including insurance, benefits, licensing, consumer protection, cybersecurity, title insurance, and mortgage requirements—is required. Applicants should bring expertise in compliance practices, internal controls, and risk management, along with strong analytical, communication, and cross-functional collaboration skills. A bachelor’s degree in finance, law, business administration, or a related field is required; a Juris Doctor is preferred.
Functions:
- Legal
Compensation
USD $225,000-$255,000 (salary) per year
About the Company
Top financial technology (FinTech) platform & insurance brokerage operator
Industry
Management Consulting
Type
Privately Held
Age
employees
10,001+
Funding
>$200m
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