Vice President, Assistant General Counsel, Wealth Management
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Vice President, Assistant General Counsel, Wealth Management
About the Role
Greater Columbus, OH Area
The Company is seeking a Wealth Management Attorney - Assistant General Counsel, Vice President to join their dynamic legal team. The successful candidate will serve as a primary legal contact, providing critical guidance and support for the firm's retail investment businesses. This role involves advising on a wide range of projects and initiatives, ensuring compliance with federal and state securities laws and FINRA rules, and managing legal and other risks related to wealth management services and products. The ideal candidate will have a minimum of 8 years of legal experience in financial services, with a strong background in broker-dealer and investment advisory matters, and a proven ability to manage multiple issues in a fast-paced environment. Key responsibilities for this position include collaborating with business colleagues, acting as a trusted advisor, and partnering with compliance, risk, and controls functions to ensure effective support. The role also requires the ability to adapt to evolving business needs and priorities, as well as leading legal work for donor-advised funds. Candidates with estate and tax planning legal experience will be given preference. The company values a diverse and inclusive work environment and is committed to professional growth and development. If you are a skilled legal professional with a passion for delivering best-in-class services and are looking to elevate your career in a challenging and rewarding setting, this opportunity is for you.
Functions:
- Legal
Compensation
USD $183,350-$275,000 (salary) per year
About the Company
Diverse financial services firm & investment bank
Industry
Financial Services
Type
Public Company (JPM)
Age
employees
10,001+
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