Vice President, Market Surveillance Greater Denver, CO Area

The Company is seeking a Market Surveillance VP to join their team. The successful candidate will be responsible for monitoring and analyzing market activities to detect any signs of abuse or manipulation, ensuring compliance with regulatory requirements and internal policies. This role involves continuous surveillance of order flows, prices, trading volumes, and communications, as well as conducting in-depth investigations to assess the risk of market misconduct. The VP will also be involved in business support for market surveillance projects, providing accurate and timely reports to regulatory authorities, and executing controls aligned with the company's framework. Applicants for the Market Surveillance VP position should have a strong background in financial services or investment banking, with experience in market surveillance programs. A deep understanding of market surveillance risks, trading activities, and various forms of market misconduct is essential. The role requires expertise in assessing and optimizing surveillance models, as well as the ability to interpret complex trading data and identify suspicious patterns. Comprehensive knowledge of market surveillance regulations, such as MiFID II and MAR, is highly valued. The ideal candidate will have excellent analytical, decision-making, problem-solving, and communication skills, and the ability to collaborate with cross-functional stakeholders.

Hiring Company

Barclays Corporate Banking