Vice President, Research Compliance Greater London, United Kingdom Area

The Company is seeking a Research Compliance Officer (Vice President) to join their Risk Management and Compliance team. The successful candidate will be responsible for providing day-to-day compliance advisory services to the global research business, with a focus on research independence, conflicts of interest, material non-public information, and reputational risk. This role involves creating and maintaining policies to ensure compliance with regulatory obligations and industry best practices, as well as assisting in the development and delivery of training. The candidate will also be expected to advise the business on regulatory requirements, conduct compliance risk assessments, and collaborate with various teams to address and resolve compliance issues. Applicants must have a background in compliance within an investment bank, with a strong understanding of rules and regulations related to research and the investment banking business. The role requires excellent communication, interpersonal, analytical, and problem-solving skills, as well as the ability to work both independently and as part of a team. The ideal candidate will be highly organized, detail-oriented, and proactive, with the ability to manage multiple tasks in a deadline-intensive environment. Responsibilities also include independently managing projects, interacting with colleagues on regulatory matters, and ensuring a consistent approach to corporate regulatory policies.

Hiring Company

JPMorgan Chase & Co.