Assistant Vice President, Business Services & Governance, Operations Greater Charlotte, NC Area + 1 more

The Company is seeking a Senior Associate for Business Services and Governance within the Operations division. The successful candidate will be responsible for providing disciplined governance, control administration, and management reporting across the operating model. This role is pivotal in creating the infrastructure that allows Operations to scale safely, demonstrate control effectiveness, and maintain readiness for various critical events. Key responsibilities include coordinating the development and maintenance of operational procedures, supporting internal and external governance activities, administering control processes, and producing management reporting. The role also involves supporting business continuity and operational resilience activities, as well as partnering with leaders to identify and address control gaps and opportunities for process standardization and automation. Applicants for this role at the company should have a Bachelor's degree or equivalent practical experience, with a minimum of 4 years in broker-dealer or capital markets operations, business management, governance, controls, audit, risk, or a related financial services function. Strong organizational, communication, analytical, and presentation skills are essential. The ideal candidate will have experience within a registered broker-dealer, institutional capital markets, or securities operations environment, and a continuous-improvement mindset with experience in process standardization and workflow automation. The role requires the ability to manage multiple deliverables, stakeholders, and deadlines, as well as the capacity to synthesize complex operational information for senior leadership.

Hiring Company

U.S. Bank