Associate Vice President, Client Onboarding, Investment Advisors/Funds Group Greater New York City, NY Area

The Company is seeking an Associate Vice President for Client Onboarding within the Investment Advisors/Funds Group. The successful candidate will be responsible for supporting the direct team manager in all onboarding processes, managing daily onboarding requests, and ensuring end-to-end onboarding coordination. This includes composing KYC packages, performing due diligence on new clients based on risk ratings, and conducting OFAC and negative news searches to assess potential risks. The role also involves liaising with the front office, clients, and various internal groups such as legal, compliance, sanctions, regulatory, tax, and operations. Applicants must have a Bachelor's degree or equivalent, with a strong attention to detail, analytical skills, and the ability to handle client data with confidentiality. The role requires excellent communication skills, the ability to prioritize and manage onboarding cases, and a proactive approach to recommending and assisting in process efficiencies. Familiarity with industry codes, investment advisor public disclosure, and various KYC onboarding documentation is essential. The candidate should be adept at determining the appropriate KYC onboarding process and be able to work effectively with internal and external stakeholders.

Hiring Company

Mizuho