Fractional Vice President of Internal Audit, Markets Risk
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Fractional Vice President of Internal Audit, Markets Risk
About the Role
Greater New York City, NY Area
The Company is seeking a Vice President of Internal Audit to join its Markets Risk Audit team. The successful candidate will be responsible for leading and executing risk-focused audits across Capital Markets businesses, with a strong emphasis on assessing risk, strengthening controls, and ensuring compliance with regulatory requirements. This role demands a professional with a minimum of 6 years' experience in internal audit, risk management, compliance, or a related function within financial services, and a deep understanding of Capital Markets products, trading activities, and regulatory environments. Experience in auditing or supporting areas such as market risk management, fixed income and equities trading, foreign exchange, derivatives trading, securities finance, and liquidity and margin services is essential. Key responsibilities for the Vice President of Internal Audit include leading end-to-end internal audits, identifying control gaps, and providing practical recommendations to senior management. The role also involves partnering with business leaders, risk teams, and compliance stakeholders to drive corrective actions and process improvements. The ideal candidate will have strong analytical, project management, and stakeholder communication skills, and a Bachelor's degree. While not mandatory, deep knowledge of market risk frameworks and exposure to audit automation and AI-enabled testing techniques are considered advantageous. The role offers the opportunity to mentor junior auditors and contribute to audit innovation initiatives, including automation and AI-enabled testing solutions.
Functions:
- Finance
About the Company
Financial services employer focused on capital markets risk, trading, and regulatory compliance
Industry
Capital Markets
Type
Privately Held
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