Vice President, Business Systems Analyst Specialist Greater New York City, NY Area

The Company is in search of a Lead Business Systems Analyst with a focus on Trade and Communications Surveillance. The successful candidate will be responsible for leading the analysis, design, and delivery of technology capabilities that ensure compliance with regulatory obligations, detect market abuse and misconduct, and manage risks in trading activities and electronic communications. This role demands a deep understanding of financial services, particularly in the areas of surveillance, global markets, and data-driven compliance solutions. The Lead BSA will act as the primary liaison between various stakeholders, including compliance, technology, data science teams, and external vendors, to ensure that the solutions are operationally effective, compliant, and aligned with business strategy. Applicants must have a minimum of 7 years' of experience in the financial services industry, with a strong focus on trade and communications surveillance, market-abuse or conduct-risk monitoring, and compliance technology. A Bachelor's degree in a relevant field is required, with an advanced degree or certifications being preferred. The role also requires strong SQL and data analysis skills, experience with high-volume datasets, and familiarity with technologies such as Python, NLP, and machine learning. The ideal candidate will have a proven track record in stakeholder engagement, requirements gathering, solution design, and delivery oversight, as well as a deep understanding of regulatory requirements and best practices in surveillance.

Hiring Company

TD