Vice President, Regulatory Reporting Greater New York City, NY Area

The Company is in search of a Vice President to join their Regulatory Reporting team. The successful candidate will be responsible for supporting the preparation of daily customer reserve computations, ensuring the accuracy of large datasets, and conducting in-depth analytical research to identify trends and variances. This role also involves the development and maintenance of regulatory reporting policies and procedures, as well as collaboration with cross-functional teams to implement process improvements and enhance data quality. The Vice President will be expected to have a strong background in financial disciplines, with a preference for those with 3-5 years of broker-dealer regulatory reporting experience. Applicants for the Vice President position should hold a Bachelor’s degree in a financial discipline and possess strong analytical, problem-solving, and communication skills. Attention to detail, the ability to prioritize under pressure, and a proactive approach to risk management are essential. The role requires a team player with a positive attitude, a strong work ethic, and high proficiency in Microsoft Office. Experience with artificial intelligence tools such as Co-Pilot and ChatGPT is also a plus. The Vice President will be involved in various regulatory reporting processes, including net capital computation, FOCUS, TIC, Basel III, and FR-Y9C, and must be prepared to engage in issue remediation and automation efforts.

Hiring Company

BNY