Managing Director, Portfolio Compliance Greater New York City, NY Area + 1 more
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About the Role
Greater New York City, NY Area (On-site)(New York City, New York)
;Greater Los Angeles, CA Area (On-site)(Los Angeles, California)
The Company is seeking a Managing Director for Portfolio Compliance, a pivotal role that involves establishing and leading the compliance function within investment operations. The successful candidate will be responsible for strategic oversight of the governance framework, operating model, and compliance monitoring capabilities to support a global investment platform. This role demands a leader who can ensure the effective and consistent implementation of investment guidelines, regulatory requirements, and operational controls. The Managing Director will also be instrumental in driving transformational initiatives, particularly those related to technology, automation, and process improvement, and will be a key partner to senior business leaders across various functions. Applicants for this role at the company should be prepared to take on a challenging and dynamic position that requires a combination of functional leadership, risk management, and organizational change management. The ideal candidate will have a proven track record in portfolio compliance, with the ability to shape strategic direction and partner with senior leaders to drive compliance and operational effectiveness. Cross-functional collaboration, senior stakeholder management, and a strong focus on risk management are essential. The role also involves team leadership, including talent strategy, succession planning, and fostering a culture of collaboration and continuous improvement. The Managing Director will be expected to maintain a strategic approach to risk management and to promote a culture of accountability and transparency within the team.
Functions:
- Operations
Compensation
USD $250,000-$350,000 (salary) per year
About the Company
Leading international alternative asset organization offering comprehensive investment solutions
Industry
Investment Management
Type
Public Company (ARES)
Age
employees
1001-5000
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