Vice President, Investment Adviser Compliance Greater New York City, NY Area

The Company is in search of a Vice President for Investment Adviser Compliance to join its Legal & Compliance team. The successful candidate will serve as a senior regulatory adviser, providing guidance on complex investment structuring and regulatory matters across the global platform. This role is pivotal in leading the regulatory analysis of sophisticated transactions, including those involving multiple investment strategies, client types, and asset classes. The Vice President will be responsible for advising on issues related to the Investment Advisers Act of 1940, Investment Company Act of 1940, and applicable SEC exemptive relief, as well as developing commercially practical structuring alternatives that align with regulatory requirements and business objectives. Applicants must have a Juris Doctor (J.D.) degree and approximately 10+ years of relevant experience, with a deep knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940. The role requires considerable experience in co-investment exemptive relief, affiliated transaction analysis, and conflicts management, as well as a proven track record of advising on sophisticated investment structures. The ideal candidate will possess outstanding analytical, communication, and interpersonal skills, strong business judgment, and the ability to manage multiple complex matters in a fast-paced environment. A collaborative, self-directed approach, and the ability to build trusted relationships with investment professionals and cross-functional stakeholders, are essential. The position offers a high level of responsibility and the opportunity to influence transaction structures through practical, risk-based advice.

Hiring Company

Ares Management Corporation