Senior Vice President, Associate General Counsel Remote (anywhere in United States)

The Company is seeking a Senior Vice President, Associate General Counsel to lead its Legal Administration function and deliver high-quality services to assigned clients. Responsibilities include overseeing client regulatory filings, registration statement updates, board and committee materials, meeting support, and regulatory research. The role also addresses complex client service and liability issues, supports business development and client onboarding, and coordinates special regulatory projects. The successful candidate will manage, mentor, and develop associates, set team goals, and strengthen departmental processes and client relationships. Candidates must have a J.D., admission to at least one state bar, and more than 15 years of experience as an attorney specializing in the Investment Company Act of 1940, including experience at a fund administrator or adviser. The role requires 7–10 years of management and leadership experience, along with significant familiarity with related securities and investment adviser laws and the legal and business issues affecting mutual funds. Strong legal research, client service, writing, presentation, and meeting leadership skills are essential, as are sound judgment, strategic thinking, organization, and the ability to communicate complex legal principles clearly. Proficiency with Microsoft Office and Adobe Acrobat is also required.

Hiring Company

Ultimus Fund Solutions