The Company is seeking a UK Head of Compliance (SMF16/17) to take on a pivotal role in the organization. The successful candidate will be responsible for the UK regulatory framework, acting as the primary contact with the FCA, and leading a key regulatory remediation program. This is a high-profile opportunity for a seasoned compliance leader to make a significant impact and help position the UK business for its next phase of growth. The role involves holding SMF16/17 responsibility for the UK regulated entity, leading and managing FCA engagement, and providing technical leadership across CASS, including custody arrangements, reconciliations, and regulatory reporting. Applicants for the UK Head of Compliance position at the company should be established senior compliance professionals with a strong technical background and the ability to manage senior stakeholders and regulators. The ideal candidate will have current or previous SMF16 and SMF17 approval within an FCA-regulated investment firm, brokerage, or similar financial services business. Experience in an institutional/professional-client brokerage or trading environment is particularly valuable. The role requires excellent communication skills, a pragmatic and commercially minded approach, and the ability to operate with significant autonomy while contributing to wider group compliance initiatives. The company is looking for someone who is adept at maintaining appropriate regulatory standards while supporting business growth and who is ready to take on the challenges of a high-accountability, entrepreneurial environment.