Associate Vice President, Global Market Compliance

The Company is seeking an Associate Vice President of Global Market Compliance to provide strategic compliance advice across global markets activities, including equities, fixed income, derivatives, currencies, rates, options, futures, and swaps. The role will develop and strengthen compliance frameworks, policies, and procedures in response to changing regulations. The successful candidate will advise business stakeholders on regulatory matters and new initiatives, monitor regulatory developments, and coordinate implementation of new requirements. Responsibilities also include managing regulatory enquiries, breach reporting, and incident reviews, and overseeing compliance controls across local and overseas operations, including communications surveillance and control room functions. Candidates should hold a degree in Law, Finance, Business, or a related discipline and have 6–8 years of compliance, regulatory advisory, or audit experience in banking or financial services. Experience supporting global markets activities and knowledge of compliance frameworks, wall-crossing protocols, communications surveillance, and market conduct requirements are required. Strong analytical and stakeholder-management skills are essential, along with the ability to interpret regulations and provide practical guidance. Excellent English communication skills are needed to engage senior stakeholders, deliver training, and prepare regulatory documentation.