Associate Vice President, Compliance Advisory
Hiring Company

The hiring company name is
confidential for this listing.
About the Role
Greater London, United Kingdom Area (On-site)
The Company is seeking an Associate Vice President of Compliance Advisory to provide compliance guidance to the business. Responsibilities include reviewing and responding to audit and investigation requests from exchanges and regulators, advising on FATCA and CRS matters, and supporting ad hoc tax projects. The role also involves researching financial regulatory developments and monitoring and resolving issues related to transaction reporting. Candidates should have previous experience in compliance advisory. The position requires the ability to interpret regulatory developments, provide practical guidance, and address reporting and compliance issues.
Functions:
- Finance
About the Company
Global brokerage offering compliance advisory and regulatory oversight
Industry
Capital Markets
Type
Privately Held