Chief Compliance Officer (CCO)
Hiring Company

The hiring company name is
confidential for this listing.
About the Role
Greater New York City, NY Area (Hybrid)
The Company is seeking a Chief Compliance Officer to lead and strengthen its compliance program across investment activities and international operations. Responsibilities include monitoring regulatory developments, updating policies and procedures, conducting risk assessments, and implementing corrective actions. The CCO will oversee trading controls and sensitive information matters, coordinate regulatory examinations and interactions, and advise senior leadership with independent, practical guidance. The role also leads and develops compliance staff, promotes global compliance training, and chairs a committee to support consistent standards and ethical conduct. Candidates must hold a bachelor’s degree; a law degree and bar admission are advantageous. At least eight years of compliance experience in investment advisory or financial services is required, with extensive leadership experience preferred. Applicants should have in-depth knowledge of securities regulations and investment adviser requirements, along with familiarity with international compliance standards, particularly in Europe and Asia. Strong team leadership, analytical, organizational, and communication skills are essential; experience with life sciences investments is a plus.
Functions:
- Finance
Compensation
USD $400,000-$600,000 (salary) per year
About the Company
Global investment advisory firm with over $10B in assets under management
Industry
Financial Services
Type
Privately Held