Head of Compliance

The Company is seeking a Head of Compliance to lead regulatory compliance and financial crime oversight, including the SMF16 Compliance Oversight and SMF17 MLRO functions. The role is responsible for maintaining and enhancing the compliance framework, policies, and procedures, and developing a risk-based monitoring programme. Key duties include overseeing AML, sanctions, customer due diligence, risk assessments, and suspicious activity reporting. The successful candidate will advise senior stakeholders, prepare governance and regulatory reporting, support audits and regulatory change, and promote a strong compliance culture. Candidates should have senior compliance or financial crime experience within a UK-regulated financial services firm, such as in an SMF16, SMF17, MLRO, Deputy MLRO, or equivalent role. Strong knowledge of FCA and PRA requirements, SM&CR, AML, sanctions, and financial crime controls is required. Experience in corporate or wholesale banking, treasury, lending, or related financial services is also sought, along with a track record of developing and improving compliance frameworks. Excellent communication skills and the ability to engage with boards, regulators, and senior stakeholders are essential; relevant professional qualifications are advantageous.