Head of Compliance, Brokerage

The Company is seeking a Head of Compliance to lead the UK compliance function and hold senior compliance and money-laundering reporting responsibilities. The role includes serving as the primary regulatory contact, managing regulatory communications, and strengthening governance, monitoring, and reporting frameworks. The successful candidate will oversee client asset controls, reconciliations, and regulatory reporting, while advising senior management and the board on regulatory matters. They will also support business growth and regulatory change, working closely with global compliance and operational teams. Candidates should have current or previous approval for the relevant senior compliance and money-laundering reporting functions, strong knowledge of the UK regulatory handbook, client asset rules, and investment firm regulation, and experience in brokerage, broker-dealer, or trading environments. Demonstrated experience managing regulatory relationships is essential, along with strong communication and stakeholder-management skills. The ideal candidate is commercially aware, pragmatic, solutions-oriented, and confident operating in a fast-paced business.